The End of the Annual Review: What CP26/10 Means for Ongoing Advice Fees
The FCA proposes replacing the annual suitability review with periodic reviews set by client need. What CP26/10 changes for ongoing advice fees and firm value.
Tag
Regulation
6 articles tagged with "Regulation"
Consumer Duty for Discretionary Fund Managers: What the FCA Expects
Consumer Duty for discretionary fund managers: manufacturer and distributor roles, fair value at total cost, target market drift and outcomes MI.
FCA SDR and Investment Labels: What UK Wealth Advisers Need to Know
FCA SDR for wealth advisers explained: anti-greenwashing rule, the four investment labels, naming and marketing limits, and what HNW practices must do now.
Adviser Succession Planning: FCA Expectations and Practical Steps for UK Wealth Advisers
How UK wealth advisers should approach succession under FCA expectations: SYSC, Consumer Duty, SMCR, and the practical handover steps the regulator looks for.
The Advice Guidance Boundary Review: What Wealth Advisers Should Prepare For
Targeted support went live on 6 April 2026 and simplified advice is still in consultation. Where the FCA advice guidance boundary review has actually got to.
Consumer Duty One Year On: What Wealth Advisers Must Do Now
The FCA's Consumer Duty has been in force for over a year. Here is what wealth advisers need to focus on to stay compliant and competitive.