Building a Centralised Investment Proposition: A Framework for UK Advice Firms
A practical framework for designing a Centralised Investment Proposition for Consumer Duty. Segmentation, delivery, governance and documentation.
Tag
Consumer Duty
17 articles tagged with "Consumer Duty"
DFM Charges Explained: A Guide for UK Wealth Advisers
A clear breakdown of DFM charges for UK wealth advisers: management fees, OCFs, platform costs, and what to demand from providers under Consumer Duty.
Fund Due Diligence for Wealth Advisers: A Practical Framework
A practical framework for fund due diligence that meets Consumer Duty standards. What to assess, how to document it, and which red flags disqualify a fund.
Discretionary vs Advisory Management: What UK Advisers Need to Know
Discretionary vs advisory management explained: how each model works, what it costs, and which suits HNW clients under Consumer Duty.
The Advice Guidance Boundary Review: What Wealth Advisers Should Prepare For
The FCA's advice guidance boundary review will reshape how UK wealth advisers serve clients. Here is what the proposals mean and how to prepare.
Model Portfolio Services vs Bespoke Portfolios: Which Approach Suits Your Practice?
MPS vs bespoke portfolios: a practical comparison to help UK wealth advisers choose the right investment approach for their practice.
How to Structure Client Review Meetings That Add Real Value
A practical framework for wealth advisers to run client review meetings that strengthen relationships, demonstrate value, and improve outcomes.
Consumer Duty One Year On: What Wealth Advisers Must Do Now
The FCA's Consumer Duty has been in force for over a year. Here is what wealth advisers need to focus on to stay compliant and competitive.